The SEC Will Be Watching You…Every Text You Send

National Law Review | Matthew Lindenbaum, Robert Lindholm, Soren Young | Oct 17, 2022 Last week it was reported that the U.S. Securities and Exchange Commission’s recent investigation of broker-dealers for violation of regulations relating to use of personal messaging devices, such as WhatsApp—which resulted in over $1.8 billion in fines to 16 financial institutions—has broadened to

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