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Snapshot: the regulatory framework for financial services compliance in Canada

Snapshot: the regulatory framework for financial services compliance in Canada

Gowling WLG | Michael Garellek | Mar 19, 2021 Regulatory framework What national authorities regulate the provision of financial products and services? Financial institutions The Department of Finance is the government body responsible for federally regulated financial institutions (FRFIs), including banks, trust and loan companies, insurance companies and credit unions. The Department of Finance is


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