SEC Expands ‘Dealer’ Definition That Could Ensnare DeFi

Regulation | Feb 8, 2024 SEC Expands 'Dealer' Definition, Impacting DeFi and Markets The U.S. Securities and Exchange Commission (SEC) has adopted new rules broadening the definition of a 'dealer,' which could now encompass significant participants in the decentralized finance (DeFi) sector. This regulatory shift mandates entities engaging in liquidity-providing roles to register as dealers,

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