OSC’s New Financial Advisory Reforms

Regulation | Nov 15, 2023 Latest OSC draft statement of priorities reveal new course in the financial advisory landscape for discount brokers and robo-advisors Lifting Limitations on Financial Advice The OSC in collaboration with CIRO is contemplating a significant change by allowing Order Execution Only (OEO) firms, like discount brokers and robo-advisors, to offer non-tailored

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